WebJun 8, 2024 · Essentially, a Schedule 13D Filing is a required document which must be filed to the SEC by any investor or entity which acquires more than 5% of a company’s ownership stake and intends to use their … WebAug 11, 2011 · Schedule 13D We know that when an investor acquires more than 5% of a class of publicly traded securities (most often stock), that person has 10 days in which to alert the SEC via a Schedule 13D. The idea behind the filing is to let other investors know that someone has taken a meaningful ownership stake in a security.
Saba Capital Management, L.P.: Form SC 13D - Filed by …
WebFORM SC 13D Saba Capital Management, L.P.: Form SC 13D - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MFS HIGH YIELD MUNICIPAL TRUST (Name of Issuer) Common Shares, No par value (Title of … WebA. Section 13D and 13G require any person who, after directly or indirectly acquiring beneficial ownership of any class of registered equity securities (or certain unregistered equity securities), is directly or indirectly the beneficial owner of more than 5% of that class, to file a Schedule 13D or 13D with the SEC within 10 days of their acqui... lvhn internal medicine 3080 hamilton blvd
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Web( a) If any material change occurs in the facts set forth in the Schedule 13D ( § 240.13d-101) required by § 240.13d-1 (a), including, but not limited to, any material increase or decrease in the percentage of the class beneficially owned, the person or persons who were required to file the statement shall promptly file or cause to be filed with... WebSchedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box • Note: Schedules filed in paper format shall … WebAug 23, 2024 · A 13D filing, sometimes called a beneficial owner report, is required when a shareholder acquires more than 5 percent of the outstanding shares of a company. Why … lvhn internal medicine emrick blvd